Unique Asset Management LLP
Statement of Investor Complaints - Investment Advisory Services
Data for the month ending June 2026
| Sr. No. | Received From | Pending at End of Last Month | Received | Resolved | Total Pending | Pending > 3 Months | Average Resolution Time |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | Nil | Nil | Nil | Nil | Nil | Nil |
| 2 | SEBI (SCORES) | Nil | Nil | Nil | Nil | Nil | Nil |
| 3 | Other Sources (if any) | Nil | Nil | Nil | Nil | Nil | Nil |
| Grand Total - Nil | |||||||
Trend of Monthly Disposal of Complaints
| Month | Carried Forward | Received | Resolved | Pending |
|---|---|---|---|---|
| July 2025 | Nil | Nil | Nil | Nil |
| August 2025 | Nil | Nil | Nil | Nil |
| September 2025 | Nil | Nil | Nil | Nil |
| October 2025 | Nil | Nil | Nil | Nil |
| November 2025 | Nil | Nil | Nil | Nil |
| December 2025 | Nil | Nil | Nil | Nil |
| January 2026 | Nil | Nil | Nil | Nil |
| February 2026 | Nil | Nil | Nil | Nil |
| March 2026 | Nil | Nil | Nil | Nil |
| April 2026 | Nil | Nil | Nil | Nil |
| May 2026 | Nil | Nil | Nil | Nil |
| June 2026 | Nil | Nil | Nil | Nil |
Trend of Annual Disposal of Complaints
| Year | Carried Forward | Received | Resolved | Pending |
|---|---|---|---|---|
| 2020-21 | Nil | Nil | Nil | Nil |
| 2021-22 | Nil | Nil | Nil | Nil |
| 2022-23 | Nil | Nil | Nil | Nil |
| 2023-24 | Nil | Nil | Nil | Nil |
| 2024-25 | Nil | Nil | Nil | Nil |
| 2025-26 | Nil | Nil | Nil | Nil |
| 2026-27 | Nil | Nil | Nil | Nil |
| TOTAL | Nil | Nil | Nil | Nil |
What We Do
Unique Asset Management LLP began its journey in 2019 and is a SEBI registered and regulated Portfolio Manager (PMS) based in Mumbai.
At Unique Asset Management, we create a customised portfolio for every investor based on their time of entry, capital, age and risk-taking capabilities, even though it's the tougher option. Instead of opting for model portfolios, our Unique approach leaves more room for change.
More About us →Trusted by
Individuals, Enterprises, HUFs and NRIs
PILLARS OF EVERY INVESTMENT
Competence &
Integrity
High
Growth
Margin Of
Safety
Long-Term
Mindset
MEET THE WEALTH CREATORS
Fund managers and firm's partners with 30+ years of experience
Know More
What We Offer
OUR VALUES
We practice what
we preach
We invest all our wealth in the same stocks, strategies and funds that our clients invest in.
Customised approach to creating portfolios
We create customised portfolios for our 250+ families, instead of following a fixed investment model. While customisation is challenging, it is the right thing to do.
Treat Stocks as Ownership in Businesses
When we invest in a stock, we consider ourselves (part) owners of a high-quality publicly listed business run by exceptional people.
HOW WE INVEST
OUR INVESTMENT PHILOSOPHY
Equity as an asset class has outperformed other asset classes and inflation by a margin consistently over the long term.
Our approach to wealth creation and preservation relies on fundamental research and independent analysis with deep diligence.
We make investment decisions with a minimum of 3-5 year horizon. A year is the time it takes for the Earth to go around the Sun. It is not a natural time period over which to measure the performance of any business or investment.
We aim for portfolio protection through research-based stock selections. Avoid the losers, and the winners will take care of themselves.
We take on both good and bad times with composure and decisiveness, directing you to invest or withdraw whenever the time is right. When you come onboard with us, it is only the beginning of a very rewarding journey ahead.
THE WAY FORWARD
Our Proven Approaches to Wealth Creation and Preservation
Identify businesses with improving earnings, high return on capital, clean & competent management and operating in an attractive industry.
Fund At a Glance
Inception
December 2019
Benchmark
BSE 500
Market Cap
Flexi cap with a mid to small cap inclination
Holdings
20-25
Investment Style
Growth oriented bottoms up
Investment Horizon
5-7 yearsCore Philosophy
- > We think of the client's portfolio as permanent irreplaceable capital and operate with suitable responsibility.
- > Long-term fundamental value investing.
- > Proprietary idea generation and portfolio construction.
Our Investment Approach
- > Identify businesses with improving earnings, acceptable return on capital, clean & competent management and operating in an attractive industry.
- > Look for segment leaders in their respective industries while being Market cap and Sector agnostic.
- > Pay below fair prices in relation to its growth, history and peers. Lower the better.
- > Observe an inclination towards Mid to Small cap companies and often in the neglected and unpopular sectors.
- > Construct a diversified portfolio of 20-25 businesses, individually customised.
THE WAY FORWARD
Our Proven Approaches to Wealth Creation and Preservation
Invest in companies where the opportunity size is huge, competition is limited, Barriers to entry are high and the management is competent & ethical.
Fund At a Glance
Inception
December 2019
Benchmark
BSE 50
Market Cap
Flexi Cap with a large cap inclination
Holdings
10-15
Investment Style
Growth oriented bottoms up
Investment Horizon
5-7 yearsCore Philosophy
- > We invest in businesses having high-entry barriers and a strong moat.
- > Our area of focus is competent management, which makes for efficient capital allocators.
- > We believe in taking sizable bets for the long-term.
- > Our long-term investment plan spans 5-7 years, but we also know the right time to exit.
- > In keeping with our personal code of ethics, We avoid companies dealing in tobacco, alcohol or gambling.
Our Investment Approach
- > Invest in companies where the opportunity size is huge, competition is limited, Barriers to entry are high and the management is competent & ethical.
- > Our portfolio normally consists of 10-15 stocks.
- > Our portfolio is a combination of Large, mid and small caps. Large caps provide stability to the portfolio whereas small & mid cap helps us in generating the extra alpha.
- > In the mid cap space our goal is to invest in under owned companies with huge potential.
- > We look for segment leaders across industries, with the most possibilities for growth.
- > We avoid businesses and areas that are commodified or depend on the government.
MEET THE WEALTH CREATORS
Ketan Gopani
C.A.
Partner, Fund Manager & Principal Officer
- Co-Founder of Unique Asset Management LLP and Fund Manager of Unique Focused Fund
- 35 years of public market investing experience
- Experience has taught him the art of identifying companies with competent & ethical management
Sunil Kothari
C.A.
Partner & Fund Manager
- Co-Founder of Unique Asset Management LLP and Fund Manager of Unique Strategic Fund
- Investing experience of over three decades, having seen multiple market and business cycles since 1990s
- A strong believer in the school of "value investing", specialising in Mid & Small cap companies
Nirali Gopani
C.A.
Senior Principal & Compliance Officer
- Over 7 years of public market investment experience
- Former Institutional Research Associate with Emkay Global, specialising in Mid caps, Pharma and Chemicals
- Joined Unique in 2017; responsible for researching on sectors and companies and assisting fund managers with portfolio decision-making
Pratik Kothari
B. Tech (IIT Madras), CFA (USA)
Senior Principal
- Former Analyst in Equity Structuring Group, Global Markets at Deutsche Bank
- Involved in the capital markets since 2015, with Unique since 2017
- Part of the Investment Management team at Unique; responsible for tracking portfolio companies and generating ideas to identify investment opportunities
Preet Gopani
MBA (NMIMS)
- Researches and tracks companies to identify investment opportunities
- Assists in Investor communication and portfolio building
- Leads Business Development
- Passionate reader across genres
- MBA from NMIMS & University of Lausanne
All clients have the option to invest directly with Unique Asset Management LLP, the Portfolio Manager, under its Portfolio Management Service (PMS), without the intermediation of distributors or advisors. For any complaints or further details,
Email us at
clients@uniquepms.comCompany Information
Unique Asset Management LLP
Type of Registration: Non-Individual
SEBI Registration No: INP000006855
Principal & Compliance Officer
Mr. Ketan Gopani
+91 77159 10150
Ms. Nirali Gopani
022 - 3592 9559
SEBI Regional Office
Plot No. C4-A, "G" Block,
Bandra-Kurla Complex,
Bandra (East), Mumbai 400051
022-26449000 / 40469000